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Requests for Approval of Outside Employment, Consultation, or Related Activities

Identification

Record Series Item Number
3.1
Retention Policy Number
417
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC+2

Characteristics

Final Repository
HUMAN RESOURCES
Vital
No
Remarks
AC = Termination of employee involvement in employment, consultation, or activity.

Status

Last Update
9/10/21 14:20
GUID
UNTRRS-945

Training and Education Achievement Records (Individual)

Certificates of completion, transcripts, test scores or similar records documenting the training, testing or continuing education achievements of an employee (including public safety officers).

Identification

Record Series Item Number
3.1.027
Retention Policy Number
326
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC + 5

Characteristics

Final Repository
LOCAL UNIT
Vital
No
Remarks
AC = Termination of employment. Local Schedule GR1050-28a; PS4325-01 (exception note).

Status

Last Update
6/28/21 15:37
GUID
UNTRRS-969

Resumes - Unsolicited

Retention period applies if the University replies to the sender of a resume that it will be kept on file should future job openings occur.

Identification

Record Series Item Number
3.1.034
Retention Policy Number
249
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AV

Characteristics

Final Repository
LOCAL UNIT
Vital
No
Remarks
Retention period applies if agency replies to the sender of a resume that it will be kept on file should future job openings occur. See Employment Selection Records (3.1.014) for retention period of resumes, whether solicited or unsolicited that are used in any way in the employment selection process.

Status

Last Update
10/15/21 13:22
GUID
UNTRRS-973

Positions/Job Descriptions

Job descriptions, including all associated task or skill statements, for positions in the University.

Identification

Record Series Item Number
3.1.023
Retention Policy Number
202
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC + 4

Characteristics

Final Repository
HUMAN RESOURCES
Vital
Yes
Remarks
AC= Until superseded or job eliminated.

Status

Last Update
10/15/21 13:01
GUID
UNTRRS-961

Personnel Information or Action Forms

Forms or similar records used to place a new employee on the budget or to change information concerning the records of an employee including pay grade, position classification, employee number, evaluation date, and termination of employment, biographical data sheets, employee separation forms, exit/clearance forms, notifications of intent to hire faculty candidates, name change forms, and position audit documentation.

Identification

Record Series Item Number
3.1.022
Retention Policy Number
188
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC + 6

Characteristics

Final Repository
HUMAN RESOURCES/PAYROLL
Vital
No
Remarks
AC= Termination or separation from university. If person leaves, then returns, retention clock restarts if records still exist. Open unless clearly unwarranted invasion of personal privacy. 29 CFR 1602.31 [State agencies]. 29 CFR 1602.49(a) [State Universities].

Status

Last Update
6/28/21 15:19
GUID
UNTRRS-960

Personnel Disciplinary Action Documentation

Disciplinary actions are those actions which may affect pay, status, or tenure. They are imposed to discipline an employee whose conduct is harmful to the best interests of the state, the University, or the employee work force, and for failure to improve performance or conduct following imposition of corrective action. May include cause for demotion, suspension, or dismissal, and the reasons for failure to give written notice of resignation. May also be used to document evidence of employee self-improvement efforts, as well as favorable and unfavorable communication.

Identification

Record Series Item Number
3.1.021
Retention Policy Number
186
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC+5

Characteristics

Final Repository
HUMAN RESOURCES
Vital
Yes
Remarks
AC = Termination of employment. Open unless clearly unwarranted invasion of personal privacy.

Status

Last Update
10/15/21 13:01
GUID
UNTRRS-978

Performance Appraisals

Evaluations completed that are used to measure and rate employee performance.

Identification

Record Series Item Number
3.1.019
Retention Policy Number
184
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC + 3

Characteristics

Final Repository
HUMAN RESOURCES
Vital
No
Remarks
AC = Appraisal completed. Open unless clearly unwarranted invasion of personal privacy. Tenure documentation can extend over six years. 29CFR1620.32(c).

Status

Last Update
10/15/21 12:59
GUID
UNTRRS-958

Grievance Records

Records relating to the review of employee grievances against personnel policies, working conditions, etc.

Identification

Record Series Item Number
3.1.018
Retention Policy Number
123
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
AC+3

Characteristics

Final Repository
HUMAN RESOURCES/PRESIDENT/PROVOST/ HEARING COMMITTEES/ACADEMIC DEPARTMENTS
Vital
Yes
Remarks
AC = Grievance settled. Open unless clearly unwarranted invasion of personal privacy. Retention period by advice of legal counsel. Caution: Does not include formal complaints filed by an agency employee with the Equal Employment Office of the U.S. Department of Labor. See item number 1.1.048. Human Resources for staff. President, Provost, Hearing Committees and Academic Department for faculty.

Status

Last Update
10/15/21 12:59
GUID
UNTRRS-956

Employment Selection Records

Includes notes of interviews with candidates, questions asked of applicants, audio and videotapes of job interviews, driving record and previous injury checks, pre-employment physical examinations, pre-employment drug screening test results, polygraph examination results, and all other records that document the selection process.

Identification

Record Series Item Number
3.1.014
Retention Policy Number
95
Series
3.1 - Personnel Records-Employee

Retention Period

Total Retention
2

Characteristics

Final Repository
LOCAL UNIT
Vital
Yes
Remarks
29 CFR 1602.49 (a)
CAUTION: Does not include criminal history checks. SEE item number 3.1.026.

Status

Last Update
10/15/21 12:58
GUID
UNTRRS-955